Screening Tests for Depression in Older Black vs. White Patients P.M. Baker, M.D., M.P.H., Susall A. Veil;' B.A. Juli Fried,nan, RA., CY1lthia Wiley, MA., P.C...R ThirtJI-nine psychiatricpatients age 50 clnci olclerlvith cliagnoses of ,lepressioll participafetlln a s/ucl)J of the reliability ofscreening ins/rll1nenls in the iclentification ofclepressioll. All patients hacl a ,liagnosis of affective clisorcler cOl1firnlecl b)J a SCID il1tervielv. ForlJ,-nine percent of the clapressetl patients lvere black, 51% luere 70-92 years old, 77% llJere UJOlnen, Cl11{151% lvere lVic/olvecl. \flhen the Centerfor Epiclenliologic Stllclies-Depression Scale (CES-D) lvas aclnzinisterecl to these clepressect palien/s, its sensiJivilJ' in black patients lvas 71% ancl in lvhile patients lvas 85%. 111e sensitivity of the Geriatric Depression Scale (GDS) was 53% in black patients anel 65% in lvhite patients. The CES-D lvas significantly be//er than the GDS in the icientification ofclepressive SYll1ptonls in this sClIl1ple. 171ese clata suggest that the CES-D anti the CDS 111ay not be equal!)J effective in iclelltifying ciepression. cl1non.g olcler A111erican black and lvhile patients. Further sttlclies lvith larger sa111ples of SCIDcliagnosecl, clepresseel, olcier black ancllvhitepatients are neet/ecl to conflrnz these fin clings. (Anlerican Journal of Geriatric Psychiatry 1995; 3:43-51) T he prevalence of depression in older persons has been found to val)' depending on the population being surveyed. Anlong cOlnmunity resident older persons, the Epidemiologic Catchment Area sUlVey found that 20/0-4% of cOlumunity residents age 65 years and older had a major depressive disorder. 1-3 Although 150/0-60% of comn1unity resident older persons in the United States and in England reported depressive sytnptoms;t-7 these reports of depressive symptolTIS were not consistent with a de- pressive disorder. In contrast, studies of medically ill older persons have reported rates of major depressive disorder of 20% and 25% in medical inpatients8-l0 and up to 30% among some samples of atnbulatory Ineclical clinic patients. ll112 Although some investigators have studied mixed populations that have included black and Hispanic-American older people,I}-15 the majority of older persons studied have been white. With the increasing proportion of minority elderly patients that Received May 2, 1994; revised July 8 t 1994; accepted July 19, 1994. FrOfil the Departnlent of Psychiatry, University of Maryland School of Medicine. Address correspondence to Dr. Baker at the Department of Psychiatry, University of Matyland School of Medicine, 645 Red\vood St., Baltimore t MD 21201-1549. Copyright © 1995 Anlcrican Association for Geriatric Psychiatry THE AMERICAN JOURNAL OF GERIATRIC PSYCHIATRY 43 Screening Tests/or Depression will be present in the next 30 years,16 it will be i1nportant to be able to identify psychiatric symptoms and psychiatric disorders among these individuals. 17,JR The presentation of depression LliTIong black patients has been reported to differ from that of white patients. An emphasis on somatic complaints and spontaneous reports of how religion helps them to cope (in contrast to reports of depressed mood and guilty ruminations) were found in SaIne depressed black patients. 19,20 Another study found that depressed, hypertensive black Alnerican men had higher ratings on scales measuring hostility and irritability.21 Although some screening instrllInents for depressive illness assess somatic COlnplaints,22-24 hostility and irritability are not included in nl0st screening instruments for depressive sympt0111s. The presentation of depressive disorder alnong older, black Alnericans has not been studied in detail. In a recently published paper, Mitchell et a1. 25 reported on a san1ple of 868 eastern North Carolina, cOlnlllunity resident older persons who were screened with the 15itelll Geriatric Depression Scale (GDS). This sa111ple included 277 black All1ericans, 32°1'0 of the san1ple. Factor analysis suggested three separate dinlensions in the GDS~ life satisfaction, withdrawal, and general depressive affect. In this North Carolina sample, decreased capacity to walk and drive a car (Instrumental Activities of Daily Living [IADL)) and decreased education had a consistent negative effect in each of the separate din1ensions. C01111llUnity residents with 1110re linlitations in IADL were less satisfied with their lives, were 1110re withdrawn, and repol1ed l1l0re general depressive affect. The less educated and those with literacy problenls also reported 1110re depressive affect. Social support, found to be a lnodifier of limitations of IADL in prior studies, was not found to an1eliorate increased limitations of IADL in this sall1ple. Although increased social support and religiosity have previously been shown to rnodify life strain and physical health outcomes, this was not 44 found here. As Activities of Daily Living (ADL) limitations increased in residents who believed in religious intervention in illness (i.e., that prayer could cure illness; religious miracles did occur), the general depressive affect di111ension of the GDS increased. In-depth inteIViews of 200 subjects revealed that people with limitations in ADL (ability to eat, dress, stoop to pick up an object, walk up and clown a flight of stairs, move a heavy object like a living r00111 chair) blamed theInselves when the religious intervention that they believed would cure them did not. 25 Thus, religiosity in this sample was associated with increased dysphoria. When the GDS was Llsed to screen one sample of COnlJ11Unity resident, black older people (mean age, 77 years) in San Antonio, TX, it was found to be less effective than the reference standard, a psychiatric evaluation, in identifying those patients with depressive synlptoms or depressive disorder. 26 In this San Antonio sample, the sensitivity of the GDS was 35% and its specificity was 1000/0. This contrasts with the reported sensitivity of 840/0 and specificity of 95% by the developers of the GDS. 27 Older black Atnericans denied depressive symptoms, stating rather that their faith kept thenl frOll1 feeling depressed. Those subjects with clinical depression spontaneollsly reported having "a problem" or "trouble, but said that their faith prevented theln from feeling sad, blue, or "down" because "God wouldn't give Ine 1110re than I could bear." These black subjects did not spontaneollsly cOlnplain of depressed o10od or the absence of pleasure and did not report guilty rluuinations. If the presentation of depressive disorder and the manifestation of depressive sYlnptoll1s were different in older black Alnericans, the current group of screening instrull1ents nlay not be effective in identifying depressive synlpt0111S in these patients. This study was undertaken to identify the ll1QSt effective existing screening instnlInent for depressive sylnptoms anl0ng older black and white Americans. U VOLUME 3 • NUMBER 1 • \VINTER 1995 Bakeretal. This article reports on the effectiveness of the Center for Epidemiologic Studies-Depression Scale (CES-D) and the GDS in identifying depressive sylnptOJns in black and white patients with established depressive disorders. We will also consider the association of functional level and social support with the presence of depressive synlptoms in this sample. MEmODS Psychiatric patients with DSM-III-R diagnoses of affective disorders-depressed and diagnoses of delnentia were recruited for the study.2H Persons age 50 and older adnlitted to a 16-bed, geriatric psychiatry inpatient unit of a university teaching hospital and a conl111unity Jllental health center between July 1, 1992 and December 31, 1993 with the criterion diagnoses were referred by their therapists. Each patient was contacted by a 111enlber of the research tealn, an appoint111ent was scheduled, and infornled consent was obtained. Diagnoses of affective illness were confirnled by the adIninistration of the Structured Clinical Intelview for the Diagnostic and Statistical Manual-3rd Edition (SCID).29 All consenting patients with a SCID diagnosis of affective disorder and a DSM-III-R diagnosis of dementia were adtnitted to the sUldy. All patients received an admission screening battery that consisted of the Short Psychiatric Evaluation Schedule (SPES)t 30 the Physical Self-Maintenance Scale (PSMS),3 1 the IADL,32 and the Lubben Social Network Scale. 33 These were adIninistered to determine each patient's functional level and current social support system. The screening battery consisted of the 20-item CES-D,3'i the 15-itenl GDS t 35,36 the Mini-Mental State Exanlination (MMSE),37 and the ShOlt Portable Mental Status Questionnaire (SPMSQ).3H The SPMSQ and the MMSE were used as screening instruments for the assessnlent of cognitive dysfunction and the THE MIEIUCAN JOURNAL OF GERIATRIC PSYCHIATRY GDS and the CES-D were used to screen for the presence of depressive sytnptoll1s. The GDS was selected because of its ease of adtninistration (forced-choice, yesor-no response) and administration time of approxitnately 5 Ininutes. It has been used for atnbulatory, conlmunity residents age 55 and older,15.36 as well as in studies of nursing hOlne residents. 14,39 There are scarce data on the use of the GDS anlong older, black Americans. 15 ,25,26 In contrast, the CES-D has been used to screen several sanlples of cOlnn1unity resident t black Americans age 50 and older.((Q These studies of mixed-aged sanlples of black subjects were completed in cities and counties from Florida County, FL, to Los Angeles, CA. By use of threshold scores varying froln 16 to 25 as evidence of the presence of depressive sympt01l1S, rates of depressive synlptolns ranging from 12.8% to 29°;6 were reported by the five studies of c0111munity resident satnples. These instruments were selected to nlaintain cOlnparability with the published literature, and their usual threshold scores were used in this study. This article reports on comparisons of the GDS and the CES-D in the identification of depressive synlpt01l1S in psychiatric patients with SCID-confirmed depressive disorders. RESULTS Thirty-nine patients age 50 years and older with diagnoses of depression consented to participate in this study. Of the 39 patients with depressive disorders, 51 % (12 = 20) were between the ages of 70 and 99 years, and 77% (n = 30) were W01l1en (Table 1). Forty-nine percent (n = 19) of depressed patients were black. Twenty-seven percent of depressed patients (n = 10) were psychiatric outpatients from the community Inental health center. There was no statistically significant difference in age between the older black and white subjects (X2U) = 0.23; P = 0.634; Table 1). Psychiatric inpatients and 45 Screening Tests for Depression outpatients had an average of two 111edical problems, and all were receiving treatment for their depressive disorder at the tinle of participation in the study. Psychiatric inpatients were approached to participate in the study an average of 2 weeks into their hospitalization, depending on the severity of their depressive disorder (range: 4-23 days). Fifty-one percent (11. = 20) of the total sample were widowed. There was no statistically significant difference in lnarital statlls (Table 2) between the two racial groups (Fisher's exact test, two-tailed, P= 0.41). More WOlnen (n = 17) than Inen (n = 3) were widowed (Fisher's exact test, twotailed, P = 0.02). The Inedian reported education for the depressed patients was 9 years, with a range of 1 year to 21 years (Ph.D.). The current median reading level \vas 8 years, with a range of 4 years through > 8th grade. T\venty-seven percent of depressed patients (n = 8) were reading below their reported education level: six black women, one white tnan, and one white wonlan. These patients were reading at a median of four grades below their reported education level. Eighty-five percent of patients with an affective disorder (n = 33) had major depressive disorder. Of the remaining patients with an affective disorder, 8% (11 = 3) had bipolar disorder, depressed and 30/0 were diagnosed schizoaffective, depressed (n = 1). Five percent of depressed patients had an acljustnlent disorder with depressed nlood (n = 2). Seventy-four percent of depressed patients (29/39) had CES-D scores of 16 or higher, the usual cut-point for the presence of depressive sylnptolns (Table 3). Only fifty-six percent of depressed patients (n = 22) had GDS scores of 6 or higher, the usual cut-point for the presence of depressive symptoll1S for the GDS. Thus, the sensitivity of the CES-D for all depressed patients was 740/0, contrasted with a sensitivity of 56% for the GDS. Because the sample consisted only of depressed patients, specificity could not be estinlated. TABLE 1. Comparison of age and race for total sample of depressed patients,,, (%) (N = 39) Black 10 (26) 50-69 Total Sample White 9(23) Age 19 (49) 70-99 9 (23) 11 (28) 20 (51) Total 19 (49) 20 (51) 39 (100) X2(11 = 0.2271; P= 0.634 (NS). Race and gender distribution of the sample, " (%) Black \VOnlen 15 (38.5) 4 (10.0) Black Incn \"(Ihite ,voluen 15 (38.5) \'(Ihite 111cn 5 (13.0) 39 (100) Total TABLE 2. Marital status by race,:' II (%) Black White Total Sample 4 (10) 3 ( 8) 7 (18) Single 15 (38) 17 (44) 32 (82) Total 19 (48) 20 (52) 39 (100) Ivlarricd ;l Fisher's Exact Test t t\vo-tailed = 0,41 (NS). 46 VOl.UME 3 • NUMBER 1 • \VINTER 1995 Bakeret aJ. Table 3 shows CES-D and GDS score differences by racial group. Only 12 of 19 depressed black patients had CES-D scores of 16 or higher, screening positive for depression. This gave a sensitivity of 63°h. When the two patients with a diagnosis of adjustment disorder with depressed 11100d (a nli1d depressive disorder) were deleted froll1 the black subsanlple of 17, the sensitivity of the CES-D improved to 71% (Table 3.) Seventeen of the 20 depressed, older white patients had CES-D scores of 16 or higher, a sensitivity of 850/0. By use of the reported threshold score of 6 or higher on the GOS as evidence of depressive synlpt0111S, only 9 of 19 depressed black patients were identified as having depressive syJnptonlS, a sensitivity of 47°,.1). In contrast, 13 of 20 depressed white patients had GDS scores of 6 or higher, a sensitivity of 650/0 (Table 3). Thus, the GDS (56% ) was 1110re effective than chance (500/0) in identifying depressive symptoms in the total salnple. Among depressed older white patients, the sensitivity of 65% was at a less-than-desirable level for a screening instrunlent) and in black depressed patients, it was only 47 % • In contrast, the CES-D was a more effective screening instnunent for depressive symptoms in both older black (with a sensitivity of 710/0) and older white patients (sensitivity of 850/0) in this sanlple. The CES-D and the GDS were COll1pared in their effectiveness in the identification of depressive synlptolns (Table 4), using McNenlur's test. The CES-D was 1110re effective in the identification of depressive syn1ptoll1S in clinically depressed patients than was the GOS (P= 0.008). Seven depressed patients identified by the CES-D were Inissed by the GDS, whereas the GDS identified no patients missed by the CES-D. Because increasing inlpairn1ent in level of functioning is correlated with an increased report of depressive synlptoms in TABLE 3. Comparative sensitivities of the CES·D and GDS among older dcpressed3 patients, II CES-D Depressed Black \Vhite Tot:tl Sensitivity CES-D+ 19 (17) 12 (12) 630/0 (71°1'0) 20 17 850/0 39 (37) 29 (29) GDS+ 740/0 (780/0) 9 13 22 GDS Sensitivity 47% 65% 56% J\'ole: CES-D+ = depressed patients \vith Center for Epidenliologic Studies Depression Scale (CES-D) score ~ 16. GDS+ = depressed patients \vith IS-itcln Geriatric Depression Scale (GDS) score ~ 6. black patients \vith a diagnosis of adjustnlcnt disorder \Vilh depressed nlood, a (nUder depressive disorder, \vere renloved fronl the IlDepressed" category, a nc\v total of 17 subjects and u sensitivity of 71 % for the CES-D resulted.) U Diagnosis of depression based on SCID intervic\v. (\X'hen t\VO TABLE 4. Comparlsona of Center for Epidemiologic Studies Depression Scale (CES-D) scores and 15-item Geriatric Depression Scale (GDS) score categories for the total sample (N 39) J:I CES-D Score- 0-15 CES..D Score+ 16-60 10 7 17 0 22 22 10 29 39 Total GDS score- O-S GDS score+ 6-15 Total a McNenlur's test of paired associates, p;:: 0.008. THE AMERICAN JOUUNAL OF GERIATRIC PSYCHIATRY 47 Screening Tests for Depression the literature,I.10,25 particularly anl0ng older black patients, the CES-D scores and the GDS scores were correlated with the IADL scale score and the PSMS scale scores. There was no statistically significant relationship observed for the CES-D and IADL scores (Fisher's exact test, two-tailed; P = 0.212) or between CES-D scores and PSMS scores (Fisher's exact test, two-tailed; P = 0.438). The correlation between IADL scale scores and GDS scores of 6 or higher was not statistically significant (Fisher's exact test, two-tailed; P= 1.000) nor was that between PSMS scores and positive GDS scores <X 211) = 2.408; P= 0.121). There was no significant association between positive CES-D scores and Lubben Social Network Scale scores of 20 and less (at-risk social networks [Fisher's exact test, two-tailed; p= 1.000D. When GDS scores were cotuparecl with the scores on the Lubben Social Network Scale, a sinlilar absence of association was found (X2111 = 0.011; p= 0.917). When the scores of the CES-D were c0l11pared with the repolted educational attainnlent of the sanlple education of S 9 years was associated with a positive CES-D score CX 2131 == 8.769; p= 0.033). An analysis of educational attaintnent and GDS scores found no association (X 2131 = 5.364; P = 0.147). When the scores of the SPES of PfeiffetJO were cOlnpared with the CES-D scores, a positive SPES score indicating the presence of psychiatric synlptonls and enl0tional turnl0il (scores of 5 or higher) was associated with a positive CES-D score (Fisher's exact test, two-tailed; P < 0.0001). A significant positive relationship was also found between SPES scores and GDS scores 2 (X 1i1 = 4.821; P= 0.028). t t DISCUSSION The results of this preIinlinary study 1l1USt be viewed with caution because of our srnall sanlple size. I-Iowevef, even with the snlall 48 sample size t a statistically significant (P = 0.008) difference was observed between the CES-D and the GDS in the correct identification of depressed patients as having sytnptonls of depression. Only the CES-D denl0nstrated acceptable levels ofsensitivity in both black and white patients. These preliminary results suggest that the 20-item CES-D instrument would be preferable to use as a screening instrument for depressive symptolTIs in a sample comprising older black and white patients. Although the sensitivity in older black patients is 1110dest (71%), it is significantly better than the 47% of the GDS in this limited sa111ple of older, black depressed patients. The sensitivity of the CES-D (85%) in older white patients is robust. The 65% sensitivity of the GDS in older, white depressed patients is less than desirable for a screening instrull1ent. The CES-D may be a 1110re effective screening instru111ent for both black and white Anlerican patients because it includes itenlS on sleep disturbance C'My sleep was restless."), hypervigilance (UPeopIe were unfriendly. n and "I felt that people disliked Ine."), and crying (UI had clying spells.") that were 1110re likely to be reported by depressed black patients in this s31nple. A detailed c0111parison of itell1S that were 1110re frequently endorsed by both black and white depressed psychiatric patients is in process. Originally developed to screen C01111nlloity resident elderly for the presence of depressive sytnptolTIs,35,36 the GDS has been used in nledically ill patients}j and nursing haole residents39 \vith ll1ixed results. Because 270/0 of this sanlple were psychiatric outpatient residents in the C0I11111unity, our results suggest that for use in both psychiatric outpatients and inpatients with depressive synlptonls, the GDS tnay not be reliable in identifying the presence of depressive SYI11ptOll1S; this is a finding consistent with , prior stlldies. 11 ,15.3 j A relationship between increased ill1pairnlent in functional level and an increased report of depressive Sy1l1ptOll1S was VOLUME 3 • NUrvlBEH 1 • \VINTER 1995 Bakeret al. not observed in this sample. This contrasts with findings in the existing literature. 1,10.25 These psychiatric patients' level of functioning was less inlpaired, however, than the sample of nlfal elderly people described by Mitchell et a1. 25 Although 420/0 of the salnple (11 = 16) had social network scores that placed them at risk, there was no correlation between an at-risk social network and screening positive for depression with either the CES-D or the GDS. Because of our slnall sall1ple size, additional studies with a larger sanlple size are indicated. The association between lower educational level and the report of depressive sYlnptoms in this sanlple confirll1s this finding of prior investigators 13 ,25 and 111ay be confounded by the consequences of lower educational attain111ent, that is, lower Iifetirne earned inC0111e and poorer health, housing, and diet. The discrepancy between repolted education and current reading level ll1akes this finding of particular concern because these older people will have further difficulty in negotiating billpaying, cOll1pleting Medicare and Social Security forn18, and providing informed consent The inlplications of these results have been discussed in a separate paper:11 The detection of the presence of depressive sytUpt0l11S anl0ng cOffilnunity resident and medically ill older people is of crucial concern because of the resulting tllorbidity that ll1ay be associated with depressive sympt0I11s. The ability to screen both black and white older persons for the presence of depressive synlpta111s would facilitate the early diagnosis of depressive syn1ptonls and enable physicians to refer those patients for psychiatric evaluation to establish the specific disorderCs) present and reC0111111end appropriate treatment. 2,20,21 In a follow-up to the results of this snldy, 66 older, black 111edical clinic patients were screened with the CES-D. 1"hirty-two percent screened positive for the presence of depressive synlpt0111S, and 11°;'0 had an affective disorder, according to the DSM-III-R THE AlvIERICAN JOURNAL OF GEIUATRIC PSYCHIATRY checklist. Differences in verbal and nonverbal behaviors between older, depressed black and white patients were identified. 42 The statistically significant correlation between positive scores on the SPES and positive scores on the CES-D and GOS suggests the pOSSibility of using the SPES as either an alternative screening instnl111ent or an adjunctive screening instnlluent with the CES-D to confinn the presence of significant intrapsychic distress. Further studies with the SPES in nonpsychiatric, older populations are needed to establish the extent of it~ usefulness. Because of their ll1ultiple, chronic tnedical problen1s and increasing nU111bers, older black An1ericans are at an ever-increasing risk for the developluent of depressive sytnptolns. These 111edical problell1s often result fronl 111ininlal health care in earlier years because of segregated health facilities and lower incolnes,18,37 poor diet, and increased risk for accidents and exposure to environn1ental toxins~ Because the changing den10graphic profile of the older United States population projects a significant increase in nonwhite groups over the next 30 years,I6 we need to pay increased attention to establishing and developing effective 111ethods of screening for the presence of depressive sYlnptoll1s and cognitive inlpairnlent in different ethnic populations. We encourage other investigators to assess the effectiveness of various screening instfull1ents for depression in populations of "ethnic" older people, that is, black At11erican, A111erican Indian and Alaska Native, Asian-A111erican and Pacific Islander, and I-Iispanic-All1erican older persons. We encourage other investigators to C01l1pare the CES-D and GDS instru111ents in sanlples of older patients with SCID-confirnled depressive disorders. 771e authors acknolvleclge the support provicleel bJJ the At/entCiI Disorclers of the Aging Research BrCl11Ch of the National Institute oj Mental J-[ecllth through Grant 2K07 A1/-J00816-02. 49 Screening Testsfor Depression These data were presented at the Seven.th AunuCiI Meeting ofthe A111erican Asso- ciation. for Geriatric Psychiatly in Tal11jJa, FL on Februaly 19, 1994. References 1. Blazer D, \Villiams CD: Epidemiology of dysphoria and depression in an elderly population. Anl J Psychiatl)' 1980; 137:439-444 2. Dlazer DG: Affective disorders in late life, in Geri~ltric Psychiatry. Edited by Busse E\X', Blazer DG. \Vashington, DC, Anlcrican Psychiatric Press, 1989, pp 369-401 3. \Veissman MM, Klennan GL: Depression: current understanding and changing trends. Annu Rcv Public Health 1992; 13:319-339 4. Kay D\VK, BC~lInish P, Hath M: Old age nlental disorders in NC\VClstle upon Tyne, part I: a study of prevalence. Br J Psychiatry 1964; 110:146-158 5. GurJand 13J: The cOlnparative frequency of depression in various adult age groups. J Gerontal 1976i 31:283-292 6. Blazer 0, Hughes DC, George LK: The epidenliology of depression in an elderly cOffilTIunity popuJation. Gerontologist 1987; 27:281-287 7. Fuhrer R, Anlonucci Te, Gagnon M. et HI: Depressive synlptonlatology and cognitive functioning: an epidcllliological slIlVey in an elderly cOlnnlunity satllple in France. Psychol Med 1992; 22:159-172 8. Cassetn NH: Depression secondary to nlcdical illness, in Atncric~ln Psychiatric Press Annual Hcvic\v of Psychiatry. Vol. 7. Edited by Frances AS, Hales HE. \'(fashington, DC, AtllCrican Psychiatric Press! 1988, pp 256-273 9. Fcightner J\~, \Vorn,1I G: Early detection of depression by pritnal)' care physicians. Can Med Assoc J 1990; 142:1215-1220 10. 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